Header image
RNS Number : 6476J
Savannah Resources PLC
03 April 2018
 

3 April 2018

Savannah Resources Plc

 

Notification of Holdings

Notification of PDMR Dealing

 

Notification of Substantial Shareholding

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Savannah Resources Plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights


An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Slipstream Resources Investments Pty Ltd

City and country of registered office (if applicable)

Sydney, Australia

4. Full name of shareholder(s) (if different from 3.)v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reachedvi:

28.03.2018

6. Date on which issuer notified (DD/MM/YYYY):

28.03.2018

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 8.B 2)

Total of both in % (8.A 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

4.36


4.36

687,620,083

Position of previous notification (if

applicable)





 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B647W791

30,000,000


4.36












SUBTOTAL 8. A

30,000,000

4.36

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Wainidiva Pty Ltd

30%

N/A

30%

Snocomp Pty Ltd

27.5%

N/A

27.5%

Dale John Ferguson

27.5%

N/A

27.5%

Lightning Jack Pty Ltd

12%

N/A

12%

Creative Cooling Pty Ltd

3%

N/A

3%


10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi


 

Place of completion

Sydney, Australia

Date of completion

03.04.2018

 



 

Notification of Substantial Shareholding

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Savannah Resources Plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Karl-Erik von Bahr

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reachedvi:

3 April 2018

6. Date on which issuer notified (DD/MM/YYYY):

3 April 2018

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 8.B 2)

Total of both in % (8.A 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

4.07

0.25

4.32

687,620,083

Position of previous notification (if

applicable)

3.72

0.27

3.99


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B647W791

28,002,525


4.07












SUBTOTAL 8. A

28,002,525

4.07

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Warrants over Ordinay Shares with a 6p exercise price

14/07/2020

At any time prior to the expiration date

875,000

0.13

Warrants over Ordinay Shares with a 6p exercise price

25/10/2020

At any time prior to the expiration date

875,000

0.13








SUBTOTAL 8. B 1


0.25

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)


Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold






















10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi


 

Place of completion

Stockholm, Sweden

Date of completion

3 April 2018

 



 

NOTIFICATION OF TRANSACTION BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

 

1: Details of the person discharging managerial responsibilities/persons closely associated

 

a)

Name

Slipstream Resources Investments Pty Ltd

 

2: Reason for the notification

 

a)

Position/Status

Person closely associated with PDMRS: Dale Ferguson

 

b)

Initial Notification/Amendment

Initial notification

3: Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

Name

Savannah Resources Plc

 

b)

LEI

213800UCK16HW5KKGP60

 

4: Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

Description of the financial instrument, type of instrument

 

Identification Code

Ordinary shares of £0.055 each par value £0.01 each

 

 

(ISIN) GB00B647W791

b)

Nature of the transaction

Issue of deferred consideration

 


Price(s) and volume(s)

 

Price(s)

Volume(s)

£0.0585

15,000,000


Aggregate information

-     Aggregated volume

-     Price

 

N/A


Date of the transaction

28 March 2018

 


Place of the transaction

Outside a trading venue

 

 

 

 



 

**ENDS**

 

For further information please visit www.savannahresources.com or contact:

 

David Archer

Savannah Resources plc

Tel: 44 20 7117 2489

David Hignell / Dugald J. Carlean (Nominated Adviser)

Northland Capital Partners Ltd

Tel: 44 20 3861 6625

Christopher Raggett / Emily Morris (Broker)

finnCap Ltd

Tel: 44 20 7220 0500

Charlotte Page / Lottie Wadham

(Financial PR)

St Brides Partners Ltd

Tel: 44 20 7236 1177

 

About Savannah

We are a diversified resources group (AIM: SAV) with a portfolio of energy metals projects - lithium in Portugal and copper in Oman - together with the world-class Mutamba Heavy Mineral Sands Project in Mozambique, which is being developed in a consortium with the global major Rio Tinto. We are committed to serving the interests of our shareholders and to delivering outcomes that will improve the lives of our staff and the communities we work with.

 

The group is listed and regulated on AIM and the Company's ordinary shares are also available on the Börse Stuttgart (SWB) under the ticker "SAV".

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
MSCBBGDSSBGBGIX